FINRA fines Interactive Brokers $5.5 million for short selling violations

The Financial Industry Regulatory Authority (FINRA) has fined a unit of Interactive Brokers Group Inc $5.5 million for violating several naked short selling rules over a period of at least three years.


from Reuters: Business News https://ift.tt/2nTAIpP

No comments:

Post a Comment

Nevada Gov. Steve Sisolak Tests Positive For Coronavirus

Nevada Gov. Steve Sisolak Tests Positive For Coronavirus "With my case, I want to underscore the importance of Nevadans to stay at hom...